Brian Stephens is a registered investment advisor at Rubicon Advisors, based in Redding, CA, with 19 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 1,391 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Maximum annual fee of 1.75% for comprehensive portfolio management. LPL sponsored advisory programs charge up to 1.80% (or 1.35% for Guided Wealth Portfolios). Fees are negotiable.
Fee Estimator
Location
1640 East Cypress, Suite A, Redding, CA, 96002
Get directionsHistory
Regulatory History (1)
Criminal
April 2026Other Business Activities
Brian owns rental real estate properties and dedicates minimal time to them. He also provides investment advisory services through Rubicon Advisors, spending nearly full-time on this activity, and Stephens Financial is used for tax purposes.
Employment History
Current Registrations
LPL Financial LLCBroker
Rubicon Advisors
Previous Registrations
Edward Jones
Edward JonesBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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