TrueAdvisor
TrueAdvisor
SB
SB

Steven Boero

Rubicon Advisors
45 Years of Experience
Redding, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Steven Boero is a registered investment advisor at Rubicon Advisors, based in Redding, CA, with 45 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 1,391 clients with $420M in assets under management.

Rubicon Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
1,391 clients
Average Client Portfolio
$302K average
Assets Under Management
$420.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.75%

Maximum annual fee of 1.75% for comprehensive portfolio management. LPL sponsored advisory programs charge up to 1.80% (or 1.35% for Guided Wealth Portfolios). Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1640 East Cypress, Suite A, Redding, CA, 96002

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 1973
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Steven is involved in several business activities, including real estate rental, a family ranch, and wine-making for personal consumption. He spends nearly full-time working as an investment advisor through Rubicon Advisors and Boero Financial, and also offers life insurance, dedicating minimal time to it.

Employment History
Current Registrations
Rubicon Advisors
March 2015 - Present · 11 yrs 7 mos
LPL Financial LLC
November 2006 - Present · 19 yrs 11 mos
LPL Financial LLCBroker
November 2006 - Present · 19 yrs 11 mos
Previous Registrations
LPL Financial LLC
November 2006 - September 2016 · 9 yrs 10 mos
VALIC Financial Advisors, INC.
March 2003 - December 2004 · 1 yr 9 mos
VALIC Financial Advisors, INC.Broker
July 1997 - December 2004 · 7 yrs 5 mos
The Variable Annuity Marketing CompanyBroker
February 1979 - December 2001 · 22 yrs 10 mos
State Registrations40 states
AKALARAZCACOCTFLGAHIIAIDILINKYMAMDMIMNMSMTNCNJNMNVNYOHOKORPARISCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Redding, CA →All financial advisors in California →