Michael Glomb is a registered investment advisor, based in Los Gatos, CA, with 14 years of industry experience.
Location
720 University Ave, Ste 250A, Los Gatos, CA, 95032
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Securities, INC.Broker
July 2023 - Present · 3 yrs
Sanctuary Advisors, LLC
July 2023 - Present · 3 yrs
Sanctuary Securities, INC.
July 2023 - Present · 3 yrs
Previous Registrations
UBS Financial Services INC.
October 2012 - August 2023 · 10 yrs 10 mos
UBS Financial Services INC.Broker
August 2012 - August 2023 · 11 yrs
Adp Broker-Dealer, INC.Broker
June 2011 - July 2012 · 1 yr 1 mo
State Registrations19 states
AZCACOFLGAHIIDILMNMTNCNVOHORTNTXUTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.