KM
CFP
KM
CFP

Keisha Mcgowens

19 Years of Experience
Charlotte, NC
Broker

Keisha Mcgowens is a CFP-designated registered investment advisor, based in Charlotte, NC, with 19 years of industry experience.

Location

1030 Admiral Nelson Ct, Charlotte, NC, 28262

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Keisha is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is employment-related.

Employment History
Current Registrations
Vanguard Marketing Corporation
March 2025 - Present · 1 yr 2 mos
Vanguard Advisers, INC.
March 2025 - Present · 1 yr 2 mos
Vanguard Marketing CorporationBroker
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Advice and Planning Services
January 2018 - February 2025 · 7 yrs 1 mo
Tiaa-Cref Individual & Institutional Services, LLCBroker
January 2018 - February 2025 · 7 yrs 1 mo
Vanguard Advisers INC
August 2017 - December 2017 · 4 mos
Vanguard Marketing CorporationBroker
September 2006 - December 2017 · 11 yrs 3 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Keisha Mcgowens - Financial Advisor | TrueAdvisor