Erik Brown is a CFP-designated registered investment advisor, based in Malvern, PA, with 19 years of industry experience.
Location
100 Vanguard Blvd, Malvern, PA, 19355
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Erik holds insurance licenses, but is not actively using them. He dedicates minimal time to this activity.
Employment History
Current Registrations
Vanguard Marketing Corporation
February 2019 - Present · 7 yrs 5 mos
Vanguard Advisers, INC.
February 2019 - Present · 7 yrs 5 mos
Vanguard Marketing CorporationBroker
February 2019 - Present · 7 yrs 5 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
July 2009 - January 2019 · 9 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
March 2008 - January 2019 · 10 yrs 10 mos
First Investors CorporationBroker
August 2006 - January 2008 · 1 yr 5 mos
State Registrations2 states
PATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.