MY
CFP
MY
CFP

Melissa Yue

19 Years of Experience
Miami, FL
1 DisclosureBroker

Melissa Yue is a CFP-designated registered investment advisor, based in Miami, FL, with 19 years of industry experience.

Location

1450 Brickell Avenue, Suite 2610, Miami, FL, 33131

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2011
Settled
Employment History
Current Registrations
Sanctuary Advisors, LLC
April 2021 - Present · 5 yrs 1 mo
Sanctuary Securities, INC.Broker
April 2021 - Present · 5 yrs 1 mo
Sanctuary Securities, INC.
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2014 - May 2021 · 7 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2014 - May 2021 · 7 yrs 4 mos
UBS Financial Services INC.
March 2007 - December 2013 · 6 yrs 9 mos
UBS Financial Services INC.Broker
December 2006 - December 2013 · 7 yrs
The Shemano Group, INC.Broker
September 2006 - October 2006 · 1 mo
State Registrations27 states
CACOCTDCFLGAHIIDILINKYMAMDMNNCNMNVNYOHORPARITNTXUTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.