MN
MN

Mark Norton

19 Years of Experience
Carrabassett Valley, ME
Broker

Mark Norton is a registered investment advisor at Raymond James & Associates, INC., based in Carrabassett Valley, ME, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Carrabassett Valley, ME

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Mark is the owner/proprietor of Bigelow Tractor Works, LLC, performing landscaping and property maintenance. He spends a few hours per week on this business.

Employment History
Current Registrations
Raymond James & Associates, INC.
May 2014 - Present · 12 yrs 2 mos
Raymond James & Associates, INC.
May 2014 - Present · 12 yrs 2 mos
Raymond James & Associates, INC.Broker
May 2014 - Present · 12 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
October 2006 - May 2014 · 7 yrs 7 mos
UBS Financial Services INC.Broker
September 2006 - May 2014 · 7 yrs 8 mos
State Registrations31 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.