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Paul Shuff

19 Years of Experience
Saint Louis, MO
BrokerSells Insurance

Paul Shuff is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Saint Louis, MO, with 19 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

622 Emerson Rd Ste 400, Saint Louis, MO, 63141

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Paul may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also a member of the governing board of the Missouri Athletic Club, serves on the finance committee for New City School (minimal time commitment), and is VP of the Ladue Football Booster Club (minimal time commitment).

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
July 2014 - Present · 11 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
February 2007 - Present · 19 yrs 3 mos
State Registrations15 states
AZCACOFLIAILINKYMAMONENJNYOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.