Luis Chaves is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5718 Westheimer Rd, Ste 1000, Houston, TX, 77057
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Luis is involved with several business entities. He spends about a quarter of his time on Moxie Holdings, LLC and Pangea Financial Group, and about half his time on Stonewolf Benefits, LLC, with minimal time spent on cloud-based HR software and compliance for Stonewolf Benefits, LLC.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
New England Securities Corporation
New England SecuritiesBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
State Registrations3 states
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