James Walker is a registered investment advisor at James W. Walker, P.A., based in Naples, FL, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 4 clients with $3.3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
JWWPA uses sub-advisors to manage client accounts. The total annual fee for investment supervisory services is a percentage of your portfolio, split between the sub-advisor and JWWPA:
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Equity Portfolio:
- Up to $3,000,000: 1.500% total (0.750% to sub-advisor, 0.750% to JWWPA)
- $3,000,001 - $5,000,000: 1.000% total (0.500% to sub-advisor, 0.500% to JWWPA)
- Over $5,000,000: 0.750% total (0.375% to sub-advisor, 0.375% to JWWPA)
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401(k) Portfolio:
- Up to $1,000,000,000: 1.000% total (0.500% to sub-advisor, 0.500% to JWWPA)
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401(k) Pilot Portfolio:
- Up to $3,000,000: 1.500% total (0.750% to sub-advisor, 0.750% to JWWPA)
- $3,000,001 - $5,000,000: 1.000% total (0.500% to sub-advisor, 0.500% to JWWPA)
- Over $5,000,000: 0.750% total (0.375% to sub-advisor, 0.375% to JWWPA)
Fees are calculated on the value of your portfolio at the end of the previous quarter and are billed quarterly in advance. Fees are negotiable.
Location
3960 Radio Road, Suite 201, Naples, FL, 34104-3746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is the President and a Certified Public Accountant at James W. Walker, P.A., a certified public accounting firm providing investment advice, accounting services, tax preparation, and financial planning. He dedicates nearly full-time hours to managing and supervising the firm, and about a quarter of his time to other activities within the firm.
Employment History
Current Registrations
James W. Walker, P.A.
State Registrations1 state
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