David Hatch
David Hatch is a registered investment advisor at Centaurus Financial, INC., based in Newport Beach, CA, with 16 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.
Maximum advisory fees:
- Alpha, Beta, ABJ, Omega, Delta: 2.25%
- AA & VL: 1.50%
- Adviser-Directed: 1.35%
- FlexUMA: 2.25%
Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.
Location
4695 Macarthur Court, 11th Floor, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2009Other Business Activities
David works as a financial advisor for Newport Wealth Advisors since 2019. This investment-related activity takes about a quarter of his time.
Employment History
Current Registrations
Centaurus Financial, INC.Broker
Newport Wealth Advisors, INC.
Previous Registrations
Investacorp Advisory Services INC
Investacorp, INC.Broker
Westpark Capital, INC.
Westpark Capital, INC.Broker
Newport Coast Securities, INC.Broker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Edward Jones
Edward JonesBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.