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David Nicholas

World Equity Group, INC.
13 Years of Experience
Marietta, GA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

David Nicholas is a registered investment advisor at World Equity Group, INC., based in Marietta, GA, with 13 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 3,151 clients with $1B in assets under management.

World Equity Group, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
77 advisors
Number of Clients
3,151 clients
Average Client Portfolio
$318K average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $75K0.47%
$75K - $750K0.42%
$750K+0.35%

Schedule includes the firm platform fee and tax overlay fee; third-party manager fees and representative fees are extra and negotiable. Accounts between $25k and $50k using the ETF Select model pay a flat 1.50% annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

218 Roswell St Ne, Suite 200, Marietta, GA, 30060

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2020
Settled
Customer Dispute
March 2017
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David owns and operates several businesses, including Nicholas Wealth Management, BluePath Capital Management, and AnnuityUSA, which focuses on retirement planning, investment advisory services, and insurance solutions like fixed annuities and life insurance. He also works as a registered representative with World Equity Group and owns Nicholas and Company LLC, Nicholas Holdings LLC, Nicholas Leasing LLC, and American Advisor Marketing.

Employment History
Current Registrations
World Equity Group, INC.Broker
July 2019 - Present · 7 yrs 3 mos
Nicholas Wealth Management
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Triumph Wealth Advisors, INC.
June 2013 - January 2022 · 8 yrs 7 mos
Taylor Capital Management INC.Broker
April 2013 - July 2019 · 6 yrs 3 mos
State Registrations12 states
ALFLGALAMDMOMSNYSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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