RP
RP

Robert Pimpinella

14 Years of Experience
New York, NY
BrokerSells Insurance

Robert Pimpinella is a registered investment advisor at MML Investors Services, LLC, based in New York, NY, with 14 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

90 Park Ave, 18th Floor, New York, NY, 10016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Robert is involved in life insurance sales since 2012, dedicating minimal time to this activity. This activity is investment-related.

Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 5 yrs 1 mo
MML Investors Services, LLC
June 2012 - Present · 14 yrs 1 mo
MML Investors Services, LLCBroker
June 2012 - Present · 14 yrs 1 mo
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
December 2010 - November 2011 · 11 mos
State Registrations3 states
CTNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Pimpinella - Financial Advisor | TrueAdvisor