Nicholas Brosky is a registered investment advisor at Morgan Stanley, based in Columbus, OH, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4449 Easton Way, Suite 300, Columbus, OH, 43219
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
April 2017 - Present · 9 yrs 3 mos
Morgan Stanley
April 2017 - Present · 9 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2016 - March 2017 · 8 mos
Wells Fargo Clearing Services, LLCBroker
July 2016 - March 2017 · 8 mos
UBS Financial Services INC.
December 2011 - July 2016 · 4 yrs 7 mos
UBS Financial Services INC.Broker
December 2011 - July 2016 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2011 - December 2011 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2011 - December 2011 · 4 mos
Citigroup Global Markets INC.
February 2010 - July 2011 · 1 yr 5 mos
Citigroup Global Markets INC.Broker
February 2010 - July 2011 · 1 yr 5 mos
Oppenheimer & CO. INC.
August 2009 - February 2010 · 6 mos
Oppenheimer & CO. INC.Broker
August 2009 - February 2010 · 6 mos
UBS Financial Services INC.
October 2007 - May 2009 · 1 yr 7 mos
UBS Financial Services INC.Broker
September 2007 - May 2009 · 1 yr 8 mos
Jpmorgan Distribution Services, INC.Broker
January 2007 - June 2007 · 5 mos
State Registrations46 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.