Debra Smith
Debra Smith is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Beaver Dam, WI, with 19 years of industry experience. Debra is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1659 N Spring St., Ste 108, Beaver Dam, WI, 53916-1280
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Debra may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. She also serves as a board member on the Finance Committee for PAVE, dedicating minimal time to this role.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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