Robert Carlo
Robert Carlo is a registered investment advisor at Cole Wealth Management, LLC, based in Scottsdale, AZ, with 14 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 281 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cole Wealth Management offers investment management as part of its Asset Management Agreement or its Wealth Management Agreement. The annual fee is a percentage of your investments, billed monthly in advance.
Asset Management Agreement Fees:
- $0 to $249,999: 1.35% per year
- $250,000 to $499,999: 1.20% per year
- $500,000 to $1,999,999: 1.10% per year
- $2,000,000 to $4,999,999: 1.00% per year
- $5,000,000 and up: Negotiable
Wealth Management Agreement Fees:
- $0 to $249,999: 1.50% per year
- $250,000 to $499,999: 1.35% per year
- $500,000 to $1,999,999: 1.20% per year
- $2,000,000 to $4,999,999: 1.10% per year
- $5,000,000 and up: Negotiable
There is no minimum annual fee, and fees may be negotiable.
Location
9332 E Raintree Dr, Suite 100, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert sells insurance products, including life, health, and annuity contracts, when appropriate and properly registered. The filing does not specify the amount of time spent on this activity.
Employment History
Current Registrations
Cole Wealth Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.