Travis Smith
Travis Smith is a PFS-designated registered investment advisor at Delta Investment Management, LLC, based in Greenville, SC, with 8 years of industry experience. Travis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,212 clients with $770M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Delta Investment Management charges a fee based on the value of your investments, ranging from 1.00% to 1.85% per year. The exact fee depends on factors like the complexity of services, account size, and how long you've been a client. This fee covers investment advice, reporting, and account-related services. Financial planning services are included in these fees, except for subadvisory accounts.
Location
113 Whitsett Street, Greenville, SC, 29601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Travis provides comprehensive financial planning services through Northstar Financial and Retirement Planning, LLC, offering both insurance and investment advisory recommendations. He dedicates full-time hours to this role, with a significant portion during securities trading hours.
Employment History
Current Registrations
Delta Investment Management, LLC
Previous Registrations
Retirement Wealth Advisors, INC.
Brookstone Capital Management LLC
Jonathan Roberts Advisory Group, INC.
Lincoln Financial Securities Corporation
Wachovia Securities, LLC
A. G. Edwards & Sons, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.