Graeme Lee is a registered investment advisor, based in Mount Pleasant, SC, with 17 years of industry experience.
Location
Mount Pleasant, SC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kestra Investment Services, LLC
April 2025 - Present · 1 yr 1 mo
Kestra Advisory Services, LLC
April 2025 - Present · 1 yr 1 mo
Kestra Investment Services, LLCBroker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
LPL Financial LLC
February 2021 - April 2025 · 4 yrs 2 mos
LPL Financial LLCBroker
February 2021 - April 2025 · 4 yrs 2 mos
Kestra Advisory Services, LLC
April 2016 - May 2020 · 4 yrs 1 mo
NFP Advisor Services, LLC
November 2012 - September 2016 · 3 yrs 10 mos
Kestra Investment Services, LLCBroker
October 2012 - May 2020 · 7 yrs 7 mos
LPL Financial LLCBroker
April 2012 - August 2012 · 4 mos
LPL Financial LLC
April 2012 - August 2012 · 4 mos
Uvest Financial Services Group, INC.Broker
February 2010 - April 2012 · 2 yrs 2 mos
Uvest Financial Services Group, INC.
February 2010 - December 2011 · 1 yr 10 mos
UBS Financial Services INC.
December 2009 - February 2010 · 2 mos
UBS Financial Services INC.Broker
December 2009 - February 2010 · 2 mos
LPL Financial Corporation
March 2008 - August 2009 · 1 yr 5 mos
Uvest Financial Services Group, INC.
July 2007 - August 2009 · 2 yrs 1 mo
Uvest Financial Services Group, INC.Broker
February 2007 - August 2009 · 2 yrs 6 mos
State Registrations2 states
SCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.