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Kathryn Garvin
19 Years of Experience
St. Petersburg, FL
1 DisclosureBroker
Kathryn Garvin is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in St. Petersburg, FL, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
880 Carillon Parkway, St. Petersburg, FL, 33716
Get directionsHistory
Regulatory History (1)
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Financial
August 2016Final
Other Business Activities
Kathryn is a Beach Body on Demand coach, providing fitness and health coaching and sales. This activity is not investment-related and takes minimal time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2021 - Present · 4 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2021 - Present · 4 yrs 7 mos
Raymond James Financial Services, INC.
October 2021 - Present · 4 yrs 7 mos
Raymond James & Associates, INC.
February 2021 - Present · 5 yrs 3 mos
Raymond James & Associates, INC.
February 2021 - Present · 5 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2017 - February 2021 · 3 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
November 2015 - February 2021 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2015 - November 2015 · 2 mos
Stephen A. Kohn & Associates, LTD.Broker
September 2012 - July 2015 · 2 yrs 10 mos
UBS Financial Services INC.
November 2008 - September 2012 · 3 yrs 10 mos
UBS Financial Services INC.Broker
November 2008 - September 2012 · 3 yrs 10 mos
Morgan Stanley & CO. Incorporated
July 2007 - November 2008 · 1 yr 4 mos
Morgan Stanley & CO. IncorporatedBroker
May 2007 - November 2008 · 1 yr 6 mos
Columbia Management Distributors, INC.Broker
October 2006 - March 2007 · 5 mos
State Registrations2 states
COFL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.