Thomas Obrien is a registered investment advisor at Rothschild Investment, based in Oakbrook, IL, with 16 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 1,047 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.25% |
| $3.0M - $7.0M | 1.00% |
| $7.0M - $15.0M | 0.75% |
| $15M+ | 0.50% |
Fees may be negotiable.
Fee Estimator
Location
700 Commerce Drive, Suite 170, Oakbrook, IL, 60523
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is a silent equity partner in Train, LLC, a private workout facility, and serves on a sub-committee for rules and bylaws for one hour per month. He is also an Investment Adviser Representative and Registered Representative with Rothschild Wealth LLC and Rothschild Investments since May 2025.
Employment History
Current Registrations
Rothschild Wealth LLC
Rothschild Investment LLCBroker
Rothschild Investment LLC
Previous Registrations
Morningstar Investment Services LLCBroker
Morningstar Investment Services LLC
Genesis Global Trading, INCBroker
Grayscale Securities, LLCBroker
Astor Investment Management LLC
Northern Lights Distributors, LLCBroker
Dcm Brokers, LLCBroker
Foreside Fund Services, LLCBroker
Dcm Brokers, LLCBroker
Zacks & CompanyBroker
Zacks Investment Management, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.