Michael Nguyen
Michael Nguyen is a registered investment advisor at Syndicated Capital, INC., based in Westlake Village, CA, with 5 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 465 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Standard annual fee is 2%, which is negotiable with advisors. Management fees are deducted quarterly in advance based on the average of the previous quarter's three-month-end balances. Clients may also incur ticket charges, custodial fees, and mutual fund expenses.
Fee Estimator
Location
2815 Townsgate Rd, Westlake Village, CA, 91361
Get directionsHistory
Regulatory History (1)
Judgment / Lien
September 2025Other Business ActivitiesSells Insurance
Michael owns rental property, generating rental income since 2011, dedicating minimal time to it. He is also the CEO of TFML Financial & Insurance Services LLC.
Employment History
Current Registrations
Syndicated Capital, INC.
Syndicated Capital, INC.Broker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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