TrueAdvisor
TrueAdvisor
KH
ChFC
KH
ChFC

Keith Heritage

Prosperity Capital Advisors
19 Years of Experience
Alachua, FL
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Keith Heritage is a ChFC-designated registered investment advisor at Prosperity Capital Advisors, based in Alachua, FL, with 19 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 7,548 clients with $4.4B in assets under management.

Prosperity Capital Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
101 advisors
Number of Clients
7,548 clients
Average Client Portfolio
$581K average
Assets Under Management
$4.4B

Fee Structure

Minimum Investment:$1K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$150
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K0.50%
$500K - $1.0M0.40%
$1.0M - $2.0M0.30%
$2.0M - $5.0M0.25%
$5M+0.20%

Fees are negotiable. Total annual fees for retail clients typically range between 0.20% and 2.0% when including advisor fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

13500 Progress Blvd., Alachua, FL, 32615

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Keith is a licensed insurance agent offering fixed insurance products, including life insurance, annuities, disability insurance, long-term care insurance, and Medicare supplements, dedicating a few hours per week to this. He also owns Heritage Financial LLC (his advisory and insurance business), Heritage Horse and Cattle LLC (a farm), and Heritage Tax Advisors LLC (a tax preparation business), spending about a quarter of his time on Heritage Financial, and significant time on the farm.

Employment History
Current Registrations
Prosperity Capital Advisors
September 2021 - Present · 5 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
November 2016 - September 2021 · 4 yrs 10 mos
Cetera Advisor Networks LLCBroker
November 2016 - September 2021 · 4 yrs 10 mos
Gradient Wealth Management
April 2015 - November 2016 · 1 yr 7 mos
Gradient Advisors, LLC
June 2012 - April 2015 · 2 yrs 10 mos
Gradient Securities, LLCBroker
May 2012 - November 2016 · 4 yrs 6 mos
Brookstone Investment Advisory Services
March 2011 - May 2012 · 1 yr 2 mos
Brookstone Securities, INC.Broker
October 2009 - May 2012 · 2 yrs 7 mos
J.W. Cole Financial, INC.Broker
February 2007 - November 2009 · 2 yrs 9 mos
Uvest Financial Services Group, INC.Broker
November 2006 - February 2007 · 3 mos
State Registrations7 states
CTFLGALAMSPATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Alachua, FL →All financial advisors in Florida →