Keith Heritage
Keith Heritage is a ChFC-designated registered investment advisor at Prosperity Capital Advisors, based in Alachua, FL, with 19 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,096 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.60% |
| $500K - $1000K | 0.50% |
| $1.0M - $2.0M | 0.40% |
| $2.0M - $5.0M | 0.35% |
| $5M+ | 0.30% |
The platform fee tier schedule is based on billable assets and excludes non-billable assets such as unmanaged accounts. The total annual fee for investment management services for retail clients typically varies between 0.20% and 2.0% depending upon several factors, including the market value of the assets under management and the types of services to be rendered. PCA charges a $150.00 minimum annual investment management fee which may result in a fee greater than 2.0%.
Fee Estimator
Location
13500 Progress Blvd., Alachua, FL, 32615
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2008Other Business ActivitiesSells Insurance
Keith is a licensed insurance agent offering fixed insurance products, including life insurance, annuities, disability insurance, long-term care insurance, and Medicare supplements, dedicating a few hours per week to this. He also owns Heritage Financial LLC (his advisory and insurance business), Heritage Horse and Cattle LLC (a farm), and Heritage Tax Advisors LLC (a tax preparation business), spending about a quarter of his time on Heritage Financial, and significant time on the farm.
Employment History
Current Registrations
Prosperity Capital Advisors
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Gradient Wealth Management
Gradient Advisors, LLC
Gradient Securities, LLCBroker
Brookstone Investment Advisory Services
Brookstone Securities, INC.Broker
J.W. Cole Financial, INC.Broker
Uvest Financial Services Group, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.