John Lockwood is a CFP-designated registered investment advisor, based in Sacramento, CA, with 18 years of industry experience.
Location
740 University Avenue, Sacramento, CA, 95825
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is a director on the board of the Boys and Girls Club of Greater Sacramento, spends minimal time on property management and car rental income, and purchases/manages rental properties through 728 Heartland Properties, LLC. None of these activities are investment-related.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
Captrust
Previous Registrations
Genovese Burford & Brothers Wealth and Retirement Plan Mgmt, LLC
Royal Alliance Associates, INC.Broker
MML Investors Services, LLCBroker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.