Sara Galvin is a registered investment advisor at Resource 1, INC., based in Norfolk, VA, with 8 years of industry experience. Sara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 116 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $500K | 0.75% |
| $500K - $1.0M | 0.50% |
| $1M+ | 0.35% |
Strategic Asset Allocation fees. Dynamic Asset Allocation fees are: Accounts under $500,000: 1.5%, $500,000 to $1,999,999: 1.25%, $2,000,000 to $4,999,999: 1.00%, $5,000,000 +: 0.75%. Third Party Investment Manager Recommendations fees are: Accounts $100,000 up to $999,999: 0.75%, $1,000,000 to $4,999,999: 0.60%, $5,000,000 +: 0.40%. Resource 1, Inc. fees are negotiable.
Fee Estimator
Location
999 Waterside Dr, Suite 435, Norfolk, VA, 23510
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sara works as an office manager for Resource 1, Inc., an RIA, since 2019, dedicating full-time hours to the role. Her responsibilities include administrative assistance, completing applications, tax filings, and maintaining registered representative securities and insurance licenses.
Employment History
Current Registrations
Resource 1, INC.
Ceros Financial Services, INC.Broker
Previous Registrations
RBC Capital Markets CorporationBroker
Ferris, Baker Watts, LLCBroker
State Registrations1 state
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