Resource 1, Inc. provides investment advice on mutual funds and ETFs. Clients can choose from strategic asset allocation, dynamic asset allocation, or third-party investment manager recommendations. Strategic and Dynamic Asset Allocation utilize discretionary trading authority. Resource 1 also offers investment advisory and participant education services to qualified plans. They also provide advice on IRA rollovers, which presents a conflict of interest.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $500K | 0.75% |
| $500K - $1.0M | 0.50% |
| $1M+ | 0.35% |
Strategic Asset Allocation fees. Dynamic Asset Allocation fees are: Accounts under $500,000: 1.5%, $500,000 to $1,999,999: 1.25%, $2,000,000 to $4,999,999: 1.00%, $5,000,000 +: 0.75%. Third Party Investment Manager Recommendations fees are: Accounts $100,000 up to $999,999: 0.75%, $1,000,000 to $4,999,999: 0.60%, $5,000,000 +: 0.40%. Resource 1, Inc. fees are negotiable.