Colin Prince is a registered investment advisor at TD Capital Management LLC, based in Memphis, TN, with 19 years of industry experience. Colin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 451 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $5.0M | 0.55% |
| $5M+ | 0.40% |
Fees may be negotiated for portfolio relationships greater than $20 million, or when the aggregation of several accounts of related individuals or entities would result in lower total fees for the client(s).
Fee Estimator
Location
5100 Poplar Avenue, Suite 2904, Memphis, TN, 38137
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Colin is a 14% member of RidgeFork LLC, established in May 2022 to purchase property for a hunting camp. RidgeFork LLC is not an investment-related business.
Employment History
Current Registrations
TD Capital Management LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
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