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Stacy Wells

Wealth Enhancement Advisory Services, LLC
15 Years of Experience
St Helena, CA
4 DisclosuresBroker
View SEC Summary
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Stacy Wells is a registered investment advisor at Wealth Enhancement Advisory Services, LLC, based in St Helena, CA, with 15 years of industry experience. Stacy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 8 more. Their firm serves 85,001 clients with $120B in assets under management.

Wealth Enhancement Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1019 advisors
Number of Clients
85,001 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$122.2B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable and vary by client complexity, not to exceed 2.00% per year. Sample schedules show rates of 1.50% for portfolios under $1M, 1.25% for $1M to $2M, and 1.00% for over $2M.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1127 Pope St, Suite 101, St Helena, CA, 94574

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2019
Final
Financial
March 2019
Final
Financial
March 2019
Final
Financial
January 2019
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
July 2025 - Present · 1 yr 3 mos
Wealth Enhancement Brokerage Services, LLCBroker
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Trb Wealth Management, LLC
March 2023 - October 2023 · 7 mos
Frost Investment Services
January 2022 - February 2023 · 1 yr 1 mo
Frost Brokerage Services, INC.Broker
September 2019 - February 2023 · 3 yrs 5 mos
Frost Investment Services
September 2019 - December 2021 · 2 yrs 3 mos
1st Global Advisors INC
March 2019 - July 2019 · 4 mos
1st Global Capital CORP.Broker
March 2019 - July 2019 · 4 mos
Capital One Advisors, LLC
December 2016 - September 2018 · 1 yr 9 mos
Capital One Investing, LLCBroker
December 2016 - September 2018 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2014 - August 2016 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2014 - August 2016 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2012 - January 2014 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2012 - January 2014 · 1 yr 4 mos
Chase Investment Services CORP.
June 2010 - July 2012 · 2 yrs 1 mo
Chase Investment Services CORP.Broker
June 2010 - July 2012 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2008 - June 2010 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2008 - June 2010 · 1 yr 9 mos
Prospera Financial Services, INC.Broker
May 2007 - June 2007 · 1 mo
Oppenheimer & CO. INC.Broker
December 2006 - May 2007 · 5 mos
State Registrations20 states
ALAZCACODEFLGAIDILMEMINCNJNMNVOHORPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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