KD
KD

Kristinia Dupuy

18 Years of Experience
Metairie, LA
Broker

Kristinia Dupuy is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Metairie, LA, with 18 years of industry experience. Kristinia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

111 Veterans Mem Blvd, Ste 940, Metairie, LA, 70005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kristinia owns multiple investment real estate properties, including one with her husband as a vacation rental. She spends minimal time on these activities.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2010 - Present · 16 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
September 2007 - Present · 19 yrs
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.