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DN
CFP · ChFC
DN
CFP · ChFC

Daniel Newman

Noble Wealth Management P.B.C.
19 Years of Experience
Greenwood Village, CO
9 Disclosures
View SEC Summary
View SEC Summary

Daniel Newman is a CFP, ChFC-designated registered investment advisor at Noble Wealth Management P.B.C., based in Greenwood Village, CO, with 19 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Business Owners, Charitable Giving, Education Planning, and 8 more. Their firm serves 199 clients with $400M in assets under management.

Noble Wealth Management P.B.C.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
199 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$400.5M

Fee Structure

Minimum Investment:$500K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $1.4M0.95%
$1.4M - $1.8M0.90%
$1.8M - $2.2M0.85%
$2.2M - $2.6M0.80%
$2.6M - $3.0M0.75%
$3.0M - $3.4M0.72%
$3.4M - $3.8M0.69%
$3.8M - $4.2M0.66%
$4.2M - $4.6M0.63%
$4.6M - $5.0M0.60%
$5M+0.50%

Fees are negotiable. Accounts within the same household may be combined for a reduced fee. Billed monthly in arrears.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6400 S Fiddlers Green Circle, Suite 525, Greenwood Village, CO, 80111

Get directions

History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2019
Final
Financial
January 2019
Final
Financial
January 2019
Final
Financial
February 2018
Final
Financial
August 2017
Final
Financial
May 2017
Final
Financial
March 2017
Final
Financial
March 2017
Final
Financial
March 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Daniel works as a project manager for Business Transition Group, an investment-related business exit planning firm in Denver, CO. He dedicates minimal time to this activity.

Employment History
Current Registrations
Noble Wealth Management P.B.C.
October 2022 - Present · 4 yrs 1 mo
Previous Registrations
Northwestern Mutual Investment Services,llc
February 2013 - October 2022 · 9 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
February 2013 - October 2022 · 9 yrs 8 mos
Key Investment Services LLCBroker
March 2012 - January 2013 · 10 mos
Key Investment Services LLC
March 2012 - January 2013 · 10 mos
T. Rowe Price Advisory Services, INC.
June 2007 - March 2012 · 4 yrs 9 mos
T. Rowe Price Investment Services, INC.Broker
May 2007 - March 2012 · 4 yrs 10 mos
State Registrations2 states
COTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Daniel Newman - Financial Advisor | TrueAdvisor