James Hunt is a registered investment advisor at LPL Financial LLC, based in Barre, VT, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
162 N Main Street, Suite 200, Barre, VT, 05641
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells non-variable insurance through The Vermont Agency, dedicating a few hours per week. He also owns rental real estate, spending minimal time on it, and works as a youth soccer referee for a few hours per week. Finally, 90% of James's time is spent on Granite Financial Group, a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Equity Services, INC.Broker
Esi Financial Advisors
Esi Financial Advisors
Equity Services, INC.Broker
Morgan Stanley
Morgan StanleyBroker
Equity Services, INC.Broker
Prudential Annuities Distributors, INCBroker
State Registrations11 states
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