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Christopher Lawson

13 Years of Experience
Saint Louis, MO
1 DisclosureBroker

Christopher Lawson is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Saint Louis, MO, with 13 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25502 advisors
Number of Clients
1,838,984 clients
Average Client Portfolio
$969K average
Assets Under Management
$1781.6B

Fee Structure

Investment management only (planning not offered)

Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:

  • Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
  • Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.

Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.

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Location

Saint Louis, MO

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History

Regulatory History (1)
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Financial
March 2017
Final
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2018 - Present · 8 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2018 - Present · 8 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2018 - Present · 8 yrs 6 mos
Previous Registrations
Capital One Advisors, LLC
June 2017 - January 2018 · 7 mos
Capital One Investing, LLCBroker
June 2017 - January 2018 · 7 mos
E*trade Capital Management, LLC
March 2015 - October 2015 · 7 mos
E*trade Securities LLCBroker
January 2015 - October 2015 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2012 - January 2015 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2012 - January 2015 · 2 yrs 10 mos
Metlife Securities INC.
September 2007 - November 2007 · 2 mos
Metlife Securities INC.Broker
August 2007 - November 2007 · 3 mos
Chase Investment Services CORP.Broker
November 2006 - February 2007 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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