SR
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Scott Register

19 Years of Experience
Atlanta, GA
Broker

Scott Register is a registered investment advisor at Register Financial Advisors, LLC, based in Atlanta, GA, with 19 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 433 clients with $490M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
433 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$488.5M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.50%
$250K - $500K2.00%
$500K - $1.0M1.80%
$1.0M - $2.0M1.50%
$2M+1.50%

Fees are negotiable for accounts above $2,000,001.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

3500 Lenox Road, Suite 1700, Atlanta, GA, 30326

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott is a Principal/FINOP and Principal/CCO for Register Financial Associates, overseeing compliance and general operations, taking about half of his time. He is also the CFO of Register Capital Investments LLC, reviewing a small cap stock portfolio a few hours per week.

Employment History
Current Registrations
Register Financial Advisors, LLC
December 2007 - Present · 18 yrs 5 mos
Register Financial Associates, INC.Broker
November 2006 - Present · 19 yrs 6 mos
Previous Registrations
Reagan Securities, INC.Broker
February 2012 - December 2013 · 1 yr 10 mos
Lafise Securities CorporationBroker
May 2008 - November 2008 · 6 mos
Sage Southeastern Securities, INC.Broker
April 2008 - March 2010 · 1 yr 11 mos
State Registrations11 states
AZGAILKYMINHNVOHORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.