Eric Huefner is a registered investment advisor, based in Salt Lake City, UT, with 19 years of industry experience.
Location
136 S Main St, Ste 720, Salt Lake City, UT, 84101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northern Lights Distributors, LLCBroker
October 2024 - Present · 1 yr 6 mos
Northern Lights Distributors, LLC
October 2024 - Present · 1 yr 6 mos
Grandeur Peak Global Advisors
October 2015 - Present · 10 yrs 6 mos
Previous Registrations
Foreside Financial Services, LLCBroker
October 2023 - October 2024 · 1 yr
Alps Distributors, INC.Broker
September 2011 - October 2023 · 12 yrs 1 mo
Alps Distributors, INC.Broker
January 2007 - July 2011 · 4 yrs 6 mos
State Registrations2 states
NEUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.