TS
CFP
TS
CFP

Thomas Seamans

10 Years of Experience
Atlanta, GA
Broker

Thomas Seamans is a CFP-designated registered investment advisor at LPL Financial LLC, based in Atlanta, GA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3250 Riverwood Parkway, Atlanta, GA, 30339

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is associated with Delta Community Retirement & Investment Services as a DBA for LPL business since 2020, dedicating 100% of his time. He also holds positions at Members Trust Company and Delta Community Credit Union, spending minimal time at Members Trust Company and about a quarter of his time at Delta Community Credit Union.

Employment History
Current Registrations
LPL Financial LLC
December 2020 - Present · 5 yrs 7 mos
LPL Financial LLC
December 2020 - Present · 5 yrs 7 mos
LPL Financial LLCBroker
December 2020 - Present · 5 yrs 7 mos
Previous Registrations
Morgan Stanley
February 2019 - December 2020 · 1 yr 10 mos
Morgan StanleyBroker
February 2019 - December 2020 · 1 yr 10 mos
LPL Financial LLC
September 2018 - February 2019 · 5 mos
LPL Financial LLCBroker
July 2018 - February 2019 · 7 mos
Hantz Financial Services, INC.Broker
September 2007 - June 2010 · 2 yrs 9 mos
MML Investors Services, INC.Broker
March 2007 - May 2007 · 2 mos
State Registrations1 state
GA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Seamans - Financial Advisor | TrueAdvisor