John Dougherty is a registered investment advisor at Dougherty Investment Advisors, based in Spring Hill, FL, with 28 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 414 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $1.0M | 0.75% |
| $1.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees may be negotiable based on the amount of assets, range of investments, and complexity of financial circumstances.
Fee Estimator
Location
4048 Deltona Blvd., Spring Hill, FL, 34606
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is a director and owner of John Archer Dougherty, Inc., a holding company, since 2003. This activity is not investment-related.
Employment History
Current Registrations
Dougherty Investment Advisors
Previous Registrations
Dougherty & Associates, LLC
Dougherty & Associates, LLC
Dougherty & Associates, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Ryan Mcclelland, CFP, ChFCJ. W. Cole Advisors, INC.
- Scott Pugan, CFPRaymond James & Associates, INC.
- Scott Barnwell, ChFCState Farm Investment Management CORP.
- Tonia Warncke, ChFCEdward Jones
- Jordan Drinkhouse, CFPGlow Financial Planning LLC