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Randall Dammers

Nasdaq Dorsey Wright
10 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
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Randall Dammers is a registered investment advisor at Nasdaq Dorsey Wright, based in New York, NY, with 10 years of industry experience. Randall is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Socially Responsible Investing. Their firm serves 840 clients with $1B in assets under management.

Nasdaq Dorsey Wright
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
840 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Minimum Annual Fee:$1,250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.00%
$1M+0.75%

Rates shown are for Equity strategies. Other strategies have different fee schedules ranging from 0.35% to 1.25%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

151 W 42nd Street, New York, NY, 10036

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2010
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Nasdaq Dorsey Wright
March 2026 - Present · 7 mos
Nasdaq Capital Markets Advisory LLC
January 2022 - Present · 4 yrs 9 mos
Nasdaq Capital Markets Advisory LLCBroker
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Dorsey, Wright & Associates, LLC
July 2021 - December 2025 · 4 yrs 5 mos
David Lerner Associates, INC.Broker
February 2016 - October 2016 · 8 mos
Quasar Trading, LLCBroker
October 2014 - August 2015 · 10 mos
Quasar Trading, LLCBroker
April 2013 - August 2014 · 1 yr 4 mos
Coastal Trade Securities, LLCBroker
June 2012 - December 2012 · 6 mos
Wts Proprietary Trading Group LLCBroker
March 2012 - June 2012 · 3 mos
Chase Investment Services CORP.Broker
August 2009 - July 2010 · 11 mos
Nylife Securities LLCBroker
August 2008 - August 2009 · 1 yr
State Registrations2 states
NJVA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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