RG
RG

Robert Garbade

16 Years of Experience
Binghamton, NY
1 DisclosureBroker

Robert Garbade is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Binghamton, NY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

2 Court St, Binghamton, NY, 13901

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History

Regulatory History (1)
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Civil Bond
September 2004
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2011 - Present · 14 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
December 2018 - January 2019 · 1 mo
Stifel, Nicolaus & Company, Incorporated
December 2018 - December 2018 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2007 - December 2008 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2007 - December 2008 · 1 yr 11 mos
State Registrations30 states
AKAZCACOCTDCFLGAIDILMAMDMEMOMSNCNJNVNYOHORPARISCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.