Eric Smith is a registered investment advisor at Lee Financial Company, LLC, based in Dallas, TX, with 13 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 443 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 1.00% |
| $10.0M - $20.0M | 0.75% |
| $20.0M - $30.0M | 0.50% |
| $30M+ | 0.35% |
Lee Financial Company typically charges the greater of an annual minimum fee or a percentage of assets. Fees are negotiable based on factors such as anticipated future earnings, additional assets, account complexity, and pre-existing relationships.
Fee Estimator
Location
8350 N. Central Expressway, Suite 1800, Dallas, TX, 75206
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Eric occasionally receives compensation for playing guitar at church services and records original music for licensing. These outside activities are not investment related and are not conducted during business hours.
Employment History
Current Registrations
Lee Financial Company, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Richard Lee, CFA, CFPLee Financial Company, LLC
- Emily Smeltz, CFPLee Financial Company, LLC
- Daniel Mauck, CFPLee Financial Company, LLC
- Trey Waite, CFPLee Financial Company, LLC
- Sarah Henze, CFPLee Financial Company, LLC
- Shirley Ogden, CFALee Financial Company, LLC