Joshua Roche
Joshua Roche is a registered investment advisor at LPL Financial LLC, based in Allentown, PA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2686 S. Pike Avenue, Suite 200, Allentown, PA, 18103
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joshua owns Roche Asset Management LLC and Roche Financial Associates LLC, spending about half his time on each as an investment advisor. He also sells insurance products, including fixed annuities, life/health, and long-term care, dedicating minimal time to this activity, and owns Number Crunch Tax Solutions, LLC, spending about half his time on tax preparation and bookkeeping. Joshua is also a board member for Healing Through the Arts, dedicating about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
Roche Asset Management, LLC
Previous Registrations
Next Financial Group, INC.Broker
Next Financial Group, INC.
Investment Advisors Asset Management, LLC
Royal Alliance Associates, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.