Ryan Sheets is a registered investment advisor, based in Annandale, MN, with 18 years of industry experience. Ryan is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Annandale, MN
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Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2016Final
Regulatory
September 2016Final
Regulatory
August 2016Final
Regulatory
July 2016Final
Regulatory
April 2016Final
Regulatory
September 2015Final
Employment Separation After Allegations
November 2013Criminal
May 2009Final Disposition
Employment History
Current Registrations
Transamerica Investors Securities, LLCBroker
May 2026 - Present · 5 mos
Transamerica Retirement Advisors, LLC
May 2026 - Present · 5 mos
Transamerica Investors Securities, LLC
May 2026 - Present · 5 mos
Previous Registrations
Transamerica Retirement Advisors, LLC
July 2015 - November 2025 · 10 yrs 4 mos
Transamerica Investors Securities, LLCBroker
June 2015 - November 2025 · 10 yrs 5 mos
State Farm Vp Management CORP.Broker
June 2014 - May 2015 · 11 mos
LPL Financial LLC
September 2013 - November 2013 · 2 mos
LPL Financial LLCBroker
September 2013 - November 2013 · 2 mos
Ameriprise Financial Services, INC.
April 2010 - September 2013 · 3 yrs 5 mos
Ameriprise Financial Services, INC.Broker
January 2007 - September 2013 · 6 yrs 8 mos
State Registrations50 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.