Roxana Canales is a registered investment advisor, based in San Francisco, CA, with 14 years of industry experience.
Location
San Francisco, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Citi Private Alternatives, LLC
April 2017 - Present · 9 yrs 1 mo
Citi Private Alternatives, LLCBroker
April 2017 - Present · 9 yrs 1 mo
Citigroup Global Markets INC.
February 2016 - Present · 10 yrs 3 mos
Citigroup Global Markets INC.Broker
November 2015 - Present · 10 yrs 6 mos
Citigroup Global Markets INC.
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
UBS Financial Services INC.Broker
January 2010 - June 2011 · 1 yr 5 mos
UBS Financial Services INC.
January 2010 - June 2011 · 1 yr 5 mos
UBS International INC.
May 2007 - January 2010 · 2 yrs 8 mos
UBS International INC.Broker
December 2006 - January 2010 · 3 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.