PE
PE

Panagiotis Ermogenous

18 Years of Experience
Williston Park, NY
3 DisclosuresBroker

Panagiotis Ermogenous is a registered investment advisor at Santander Securities, based in Williston Park, NY, with 18 years of industry experience. Panagiotis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 10,401 clients with $2.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
153 advisors
Number of Clients
10,401 clients
Average Client Portfolio
$245K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management

Santander Securities LLC offers wrap fee advisory programs where you pay a single fee that covers investment management and other services. The annual fee is a percentage of your portfolio's value, calculated at the end of each quarter. The percentage varies depending on the program you choose and the amount you invest. The fee includes the cost of the firm's services and fees associated with the platform they use. Investment manager fees range from 0.15% to 1.00% and are in addition to the program fee. Fees may be negotiable.

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Location

443 Hillside Avenue, Williston Park, NY, 11596

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2022
Settled
Customer Dispute
March 2020
Settled
Customer Dispute
April 2010
Settled
Employment History
Current Registrations
Santander Securities
January 2023 - Present · 3 yrs 4 mos
Santander Securities LLCBroker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2022 - January 2023 · 10 mos
Wells Fargo Clearing Services, LLCBroker
February 2022 - January 2023 · 11 mos
Wells Fargo Clearing Services, LLC
February 2022 - March 2022 · 1 mo
Citigroup Global Markets INC.Broker
April 2018 - March 2022 · 3 yrs 11 mos
Citigroup Global Markets INC.
April 2018 - March 2022 · 3 yrs 11 mos
Capital One Advisors, LLC
March 2017 - April 2018 · 1 yr 1 mo
Capital One Investing, LLCBroker
January 2017 - April 2018 · 1 yr 3 mos
J.P. Morgan Securities LLCBroker
March 2016 - February 2017 · 11 mos
Aegis Capital CORP.Broker
July 2011 - March 2016 · 4 yrs 8 mos
Blackbook Capital LLCBroker
January 2011 - July 2011 · 6 mos
Alexander Capital, L.P.Broker
June 2010 - January 2011 · 7 mos
Brookstone Securities, INC.Broker
August 2009 - June 2010 · 10 mos
Prestige Financial Center, INC.Broker
April 2008 - September 2009 · 1 yr 5 mos
Obsidian Financial Group, LLCBroker
April 2008 - May 2008 · 1 mo
Westrock Advisors, INC.Broker
May 2007 - April 2008 · 11 mos
State Registrations5 states
FLILNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Panagiotis Ermogenous - Financial Advisor | TrueAdvisor