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Panagiotis Ermogenous

Santander Securities
19 Years of Experience
Williston Park, NY
3 DisclosuresBroker
View SEC Summary
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Panagiotis Ermogenous is a registered investment advisor at Santander Securities, based in Williston Park, NY, with 19 years of industry experience. Panagiotis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 11,124 clients with $3.1B in assets under management.

Santander Securities
Compensation
Fee-Only (% of Portfolio)
Firm Size
160 advisors
Number of Clients
11,124 clients
Average Client Portfolio
$282K average
Assets Under Management
$3.1B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $50K1.30%
$50K - $250K1.30%
$250K - $500K1.25%
$500K - $1000K1.20%
$1.0M - $2.0M1.15%
$2.0M - $3.0M1.10%
$3.0M - $5.0M1.08%
$5.0M - $10.0M1.03%
$10M+0.94%

Rates shown are the primary Fund Strategist Programs Standard Rate schedule. Other programs such as Separately Managed Accounts and Unified Managed Accounts have separate fee schedules ranging from 0.70% to 1.40%. Fees may be negotiated on a case-by-case basis. Manager fees (0.15% to 1.00%) are charged separately.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

443 Hillside Avenue, Williston Park, NY, 11596

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2022
Settled
Customer Dispute
March 2020
Settled
Customer Dispute
April 2010
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Santander Securities
January 2023 - Present · 3 yrs 9 mos
Santander Securities LLCBroker
January 2023 - Present · 3 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2022 - January 2023 · 10 mos
Wells Fargo Clearing Services, LLCBroker
February 2022 - January 2023 · 11 mos
Wells Fargo Clearing Services, LLC
February 2022 - March 2022 · 1 mo
Citigroup Global Markets INC.Broker
April 2018 - March 2022 · 3 yrs 11 mos
Citigroup Global Markets INC.
April 2018 - March 2022 · 3 yrs 11 mos
Capital One Advisors, LLC
March 2017 - April 2018 · 1 yr 1 mo
Capital One Investing, LLCBroker
January 2017 - April 2018 · 1 yr 3 mos
J.P. Morgan Securities LLCBroker
March 2016 - February 2017 · 11 mos
Aegis Capital CORP.Broker
July 2011 - March 2016 · 4 yrs 8 mos
Blackbook Capital LLCBroker
January 2011 - July 2011 · 6 mos
Alexander Capital, L.P.Broker
June 2010 - January 2011 · 7 mos
Brookstone Securities, INC.Broker
August 2009 - June 2010 · 10 mos
Prestige Financial Center, INC.Broker
April 2008 - September 2009 · 1 yr 5 mos
Obsidian Financial Group, LLCBroker
April 2008 - May 2008 · 1 mo
Westrock Advisors, INC.Broker
May 2007 - April 2008 · 11 mos
State Registrations5 states
FLILNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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