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Kenneth Bradley

12 Years of Experience
Beverly Hills, CA
Broker

Kenneth Bradley is a registered investment advisor at RBC Capital Markets, LLC, based in Beverly Hills, CA, with 12 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

9465 Wilshire Boulevard, Suite 700, Beverly Hills, CA, 90212-2351

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
October 2023 - Present · 2 yrs 7 mos
RBC Capital Markets, LLCBroker
October 2023 - Present · 2 yrs 7 mos
RBC Capital Markets, LLC
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
June 2022 - October 2022 · 4 mos
Wells Fargo Clearing Services, LLC
June 2022 - October 2022 · 4 mos
RBC Capital Markets, LLC
July 2020 - June 2022 · 1 yr 11 mos
RBC Capital Markets, LLCBroker
May 2018 - June 2022 · 4 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
September 2017 - November 2017 · 2 mos
Charles Schwab & CO., INC.Broker
December 2011 - August 2017 · 5 yrs 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Bradley - Financial Advisor | TrueAdvisor