Keith Maurer is a registered investment advisor, based in Bloomington, IL, with 18 years of industry experience.
Location
1304 East Empire Street, Bloomington, IL, 61701
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2015 - Present · 11 yrs 8 mos
Cetera Investment Services LLCBroker
January 2015 - Present · 11 yrs 8 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
March 2013 - January 2015 · 1 yr 10 mos
Raymond James Financial Services, INC.Broker
March 2013 - January 2015 · 1 yr 10 mos
Morgan StanleyBroker
March 2011 - March 2013 · 2 yrs
Morgan Stanley
March 2011 - March 2013 · 2 yrs
Allstate Financial Services, LLCBroker
April 2010 - August 2010 · 4 mos
Lakeside Wealth Management Group, LLC
June 2009 - March 2010 · 9 mos
First Allied Securities, INC.Broker
May 2009 - March 2010 · 10 mos
UBS Financial Services INC.
November 2008 - June 2009 · 7 mos
UBS Financial Services INC.Broker
November 2008 - June 2009 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2007 - November 2008 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2007 - November 2008 · 1 yr 8 mos
State Registrations19 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.