GP
GP

Gretchen Rebecca Prince

9 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
270 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$396.6M

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.25%
$500K - $1000K0.95%
$1.0M - $2.5M0.80%
$2.5M - $5.0M0.65%
$5.0M - $10.0M0.50%
$10M+0.40%

Maximum annual advisory fee is 1.75% and is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$9,500
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Location

225 S. Lake Avenue, Suite 1075, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gretchen works as a notary and provides tax preparation/accounting services, each taking minimal time. She also provides investment advisory services through The Sterling Group, dedicating nearly full-time hours, and owns rental real estate, requiring minimal time.

Employment History
Current Registrations
The Sterling Group
February 2023 - Present · 3 yrs
LPL Financial LLCBroker
February 2016 - Present · 10 yrs
LPL Financial LLC
February 2016 - Present · 10 yrs
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.