Sang Oh is a registered investment advisor, based in New York, NY, with 17 years of industry experience.
Location
11 Madison Avenue, New York, NY, 10010
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
UBS Securities LLCBroker
July 2023 - Present · 2 yrs 10 mos
UBS Financial Services INC.
February 2020 - Present · 6 yrs 3 mos
UBS Financial Services INC.Broker
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
Auerbach Grayson & Company LLCBroker
March 2017 - February 2019 · 1 yr 11 mos
Kcg Americas LLCBroker
April 2010 - December 2016 · 6 yrs 8 mos
Knight Capital Americas, L.P.Broker
June 2008 - July 2012 · 4 yrs 1 mo
Kim Eng Securities U.S.A. INC.Broker
October 2007 - June 2008 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.