Jeff Shi is a registered investment advisor at Morgan Stanley, based in New York, NY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
399 Park Avenue, 12th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
May 2021 - Present · 5 yrs
Morgan Stanley
May 2021 - Present · 5 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2018 - May 2021 · 2 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
September 2018 - May 2021 · 2 yrs 8 mos
J.P. Morgan Securities LLCBroker
October 2012 - September 2018 · 5 yrs 11 mos
J.P. Morgan Securities LLC
October 2012 - September 2018 · 5 yrs 11 mos
Chase Investment Services CORP.
May 2010 - October 2012 · 2 yrs 5 mos
Chase Investment Services CORP.Broker
May 2010 - October 2012 · 2 yrs 5 mos
UBS Financial Services INC.Broker
February 2007 - May 2009 · 2 yrs 3 mos
State Registrations29 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.