NM
ChFC
NM
ChFC

Nathaniel Marcoux

18 Years of Experience
Bennington, VT
Broker

Nathaniel Marcoux is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Bennington, VT, with 18 years of industry experience. Nathaniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

160 Benmont Ave Ste 17A, Bennington, VT, 05201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nathaniel is involved with several non-profit organizations, including Green Mountain Community Network, United Counseling Service, Vermont Arts Exchange, and The Village of Old Bennington. He dedicates minimal time to each of these roles, which include finance committee work, treasurer duties, and village trustee responsibilities.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
June 2012 - Present · 13 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
April 2007 - Present · 19 yrs 1 mo
State Registrations26 states
AZCACOCTFLGAILKYMAMENCNHNJNYOHORPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.