JM
JM
Jonathan Malone
18 Years of Experience
Mooresville, NC
1 DisclosureBrokerSells Insurance
Jonathan Malone is a registered investment advisor, based in Mooresville, NC, with 18 years of industry experience. Jonathan is also registered as a broker, so some compensation may come from commissions on products sold.
Location
131 Plantation Ridge Dr., St. 110, Mooresville, NC, 28117
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2020Denied
Other Business ActivitiesSells Insurance
Jonathan operates under the DBA Castle Wealth Group, LLC, selling life insurance, fixed annuities, and long-term care insurance as an agent. He also provides tax return preparation services through Castle Wealth Group, dedicating minimal time to this activity.
Employment History
Current Registrations
The Leaders Group, INC.
July 2026 - Present · 3 mos
The Leaders Group, INC.Broker
July 2026 - Present · 3 mos
Castle Wealth Group
June 2026 - Present · 4 mos
Previous Registrations
The Leaders Group, INC.Broker
June 2026 - June 2026 · 0 mos
Centaurus Financial, INC.Broker
June 2021 - July 2026 · 5 yrs 1 mo
Centaurus Financial, INC.
June 2021 - July 2026 · 5 yrs 1 mo
Woodbury Financial Services, INC.
March 2019 - June 2021 · 2 yrs 3 mos
Woodbury Financial Services, INC.Broker
March 2019 - June 2021 · 2 yrs 3 mos
Questar Asset Management, INC.
July 2016 - March 2019 · 2 yrs 8 mos
Questar Capital CorporationBroker
March 2013 - March 2019 · 6 yrs
Metlife Securities INC.Broker
December 2011 - January 2013 · 1 yr 1 mo
Securian Financial Services, INC.Broker
November 2007 - December 2011 · 4 yrs 1 mo
Oneamerica Securities, INC.Broker
October 2007 - November 2007 · 1 mo
State Registrations7 states
FLNCPASCTNVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- David Whitaker, CFP, ChFCRooted Planning LLC
- Charles Perrillo, CFPNottingham Advisors INC.
- Prasad Oak, CFPProcyon
- Cody Lewallen, CFPIfg Advisory, LLC
- Thomas North, CFPAmeriprise Financial Services, LLC
- Benjamin Johnson, CFP