Rami Sassoon
Rami Sassoon is a registered investment advisor at LPL Financial LLC, based in Flushing, NY, with 18 years of industry experience. Rami is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Flushing, NY
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2023Customer Dispute
March 2014Other Business ActivitiesSells Insurance
Rami is a notary in NY, dedicating minimal time to this activity. He is also a life insurance broker, spending a few hours per week on this investment-related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
MML Investors Services, INC.Broker
Nobletrading.com, INC.Broker
Woodbury Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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